The Best Advice I Have to Give About Writing Dissertations

Reading other people’s dissertations as an adviser and committee member has familiarized me with some common oversights that writers make, which basically fall into two camps: being too ambitious and overlooking the obvious. Now, this might all seem a little straightforward, but, honestly, that’s what a dissertation should be, and yet they often aren’t. These are recommendations based on cultural anthropology dissertations, but they probably translate to a lot of the more humanistic social sciences and humanities — and there are always exceptions to be made. So these are recommendations to get people started on conceptualizing what they’re doing when they tackle writing up a dissertation project. As usual, what your specific committee, adviser, and institution expects may be different from what I lay out here — but this might still be a decent place to start a conversation.

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That’s R. Crumb’s Kafka struggling with something akin to a dissertation…

1) Start with a chapter that lays out the people, places, and things that you’re going to be talking about for the rest of the dissertation. This is not your introduction, which is much more conceptual (see below) — this is really just what it sounds like: who are these people, where do they live and work, and why are you writing a dissertation about them? These are all questions you should have answers for, and their obviousness might lead you to not write this chapter (I’ll admit: I didn’t) because you’ve been working on the project for so long that these things are just assumed. But they aren’t for your dissertation committee, nor will they be for any potential future reader of the dissertation and the eventual book. It doesn’t need to be high concept — in fact, it should be the opposite in the sense that all you’re doing is giving your reader a deep sense of context so that as you discuss these people, places, things, and events later in the dissertation, your reader has this background information in mind.

Now, you might have some reservations — say, you don’t have a specific place, because the project is multi-sited — but, let me assure you, there is a chapter to write that gives your reader context for the rest of the dissertation, whether it’s about individual people, a set of institutions, or a concept, thing, or event that the rest of the dissertation is tracking. If you think you covered this in your dissertation’s introduction, your introduction might be too long or you might be doing too much in your introduction. A solid contextual chapter can go a long way to making sure your dissertation is legible to your committee.

2) Pick a set of theory to work with. One of the nice things about graduate school can be that it introduces you to a wide variety of theorists and theoretical approaches — but when it comes time to write a dissertation, you really have to pick what you want to work with. One of the problems a lot of students seem to have is that their conceptual tool kit becomes overfull when it comes time to write a dissertation — there are so many possible conceptual explanations that it can be difficult to choose just one. But, choosing one explanation is at least pragmatically necessary: a chapter needs to come to some kind of conclusion. Knowing that Marxism is on the table, and psychoanalysis is not means that you can focus on one set of possibilities and ignore others.

A former adviser, Hai Ren, once recommended that you need three theorists to write a dissertation, and over time I’ve really come to see the wisdom in that approach. As I advise students, I’ve come to realize that limiting your conceptual concerns in this way provides you with a strong body of language to draw from and a delimited set of ideas to explore. This combination of theorists and ideas can be complementary or antagonistic — that is, you can draw from three staunch Marxists, or pit Lacanism versus Latourianism — but the most important thing is identifying what’s on and off the table for the purpose of theoretical explanation. And you might commit to this physically: box up all the books you won’t be using and put them out of sight for the duration of dissertation writing.

When I was writing my dissertation, one of my committee members, Bruce Braun, suggested that I come up with a list of terms I didn’t want to use as well as a corresponding list of replacement concepts derived from the theoretical interests I have. So, I drew up a list of problematic Cartesian concepts and a list of Spinozist replacements. Just doing that — coming up with the list — profoundly shaped my vocabulary and meant that I wasn’t inadvertently wading into troublesome terrain or mixing terms that didn’t fit together. Once you know who your pet theorists are and what theories you’re working with, coming up with such a list can be very helpful in identifying key ideas to explain and how to structure what you’re doing.

3) Structure chapters around an idea. It was once the case that anthropologists could legitimately write a chapter each about kinship, economy, religion, political structure, subsistence patterns, etc., but the discrete nature of these distinctions has been largely abandoned — as least as comprehensive rubrics for chapter-length description and analysis. That said, there should be a set of key ideas that you’re working with and that you can arrange your evidence to support. These might be ideas that arise from the project itself — i.e. you might structure chapters around ideas that the people in your field site find important — or they might be ideas that derive from the theoretical questions that you’re concerned with. In either case, structuring a chapter around an idea helps to delimit what goes into that chapter.

Alternatively, you might think about structuring chapters around specific cases — whether they be people, places, or events — and even when that’s the case, it’s important to identify what the case is a case of. Having some kind of identified structure can lead you to ask whether or not any particular set of evidence needs to be in the chapter (which is to say that it’s absolutely okay to leave evidence out of a chapter when it doesn’t fit — better to be short and persuasive than long and unmoored).

The other vital thing here is that when it comes time to write articles based on your dissertation, they too will need to be organized around an idea (or maybe two coming into contact with one another), and starting with this kind of framework can lead you to have a more modular dissertation that you can mix and match to produce articles, and, later, more complex book chapters (but they needn’t!).

4) Make sure all those chapter ideas and pet theories appear in the introduction. Dissertation writers are sometimes motivated to write their introduction before they write the chapters of the dissertation, but it’s usually best to start with the chapters and work back to the introduction, if for no other reason that there tends to be a lot of drift when people work the other way (which is to say that what you think your dissertation is going to be about before you start writing it is probably not what it will actually be about). Once you have the ideas in place for each of the chapters, and you’ve written most of those chapters, it’s worth sketching out the introduction to see how all the ideas fit together as some kind of conceptual package. And then you have to explain why they fit together for the sake of your committee…

Again, if you have a delimited set of theories that you’re working with, writing an introduction around a set of ideas can be pretty straightforward: you can explain the ideas, where they come from, and what your contributions will be. That way as you work through the ideas in the dissertation itself, your committee has something to fall back on as to why your interests are as they are.

Introductions also benefit from a taste of the empirical content of the dissertation — which is different than the contextual chapter mentioned above. Give your readers a sense of the kinds of situations, quandaries, or events that are of interest throughout the dissertation, and use an example or two to motivate your engagement with the set of theory and ideas you’re employing. This helps stop an introduction from being too abstract and can compel your committee to engage with your readings of a set of shared theoretical texts in a new way.

5) Go easy on yourself. Dissertation writers often get hung up on identifying the ‘big idea’ of the dissertation before they actually write it — but, it took me three years after submitting my dissertation to really have a sense of what the big idea behind it was (and that had a lot to do with teaching and realizing where what I was doing fit into the field more generally). I had a passable big idea — sleep and its relationship to industrial capitalism — but as far as how that idea could travel, it took a long time to flesh that out.

And, no dissertation is perfect: it won’t feel that way when you turn it in, and it won’t feel that way years later. The best that a dissertation can be is an archive of evidence, ideas, and experiments that you can use for years to come — for conference presentations, articles, and eventually a book. If it’s also coherent and persuasive, consider it a victory.

 

Designing a Syllabus

It’s easy to underestimate how much time and thought a syllabus absorbs, but they demand a lot of attention, especially because they’re one of the most direct mechanisms to communicate with students. People sometimes dismiss that long syllabus, but I’m definitely on the other side of the divide: I try and make my syllabuses as comprehensive as I possibly can — in part to make sure that I have a place to point to when students have questions, but, more importantly, to head those questions off altogether. I also find that the more I teach a class, the more I refine and scaffold the syllabus, the closer it gets to inspiring new courses and scholarship.

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After I figure out what the class is topically concerned with, I tend to start by thinking about what kinds of assessments are being used, and that usually depends on the level of the course. If it’s a lower division course or an introductory course, I tend to use exams, and schedule one every 4-5 weeks in a term. If it’s an upper division course, I still use exams — but I space them out more and offer students other options for assessment. So, for my upper division students, I usually allow them — by petition — to write a research paper or write periodic precis of the course content. This allows more advanced, specialized students to focus their attention on a more meaningful project — but, like students taking the exams, they still have scheduled deadlines for various part of the project. You can see exams of an introductory syllabus here (Intro to Cultural Anthropology: ANTH 166 2016) and a more advanced syllabus here (Medical Anthropology: ANTH 134 2014). The one exception to this upper division structure is when it’s a required course, and in those cases I still stick with exams, which tend to be more essay oriented (like this upper division survey of anthropological theory, ANTH 152 2015). In any case, when I use exams, they tend to have short, take home essays (like 2-3 pages) as well as short answer portions — in my attempt to meet every students’ test-taking strengths and weaknesses.

I find that having the schedule of the assessments helps to provide an outline for the content of the course — so if an exam happens every 4 weeks, within the preceding 4 weeks, I’ll try and cover 2, 2-week units, or 4 1-week units. If we have a big conceptual unit, I work to consolidate it all on one side of an assessment. I work with the assumption that students can bomb an assessment (if they take a month off, say), but they should be able to get back on track with the next assessment if they get back in the saddle. So my assessments tend to be non-comprehensive — they only include the material since the last assessment, with the exception of the final exam. Generally speaking, these assessments make up about half of a student’s final grade, and I structure the grade so that even if the student scores only 50% on all of this material, he or she can still pass with a C — as long as they complete all of the other work in the class.

The rest of the grade in most of my classes is based on attendance (usually no more than 10%, and typically only for attending section, not lecture — unless it’s a seminar and I can take attendance), with the lion’s share being some form of reading comprehension assignment. In lower division classes, I tend to use a single reading question for each reading, which students answer through an online portal (like Blackboard or Sakai) — it tends to be a question to help the student focus on a key point in the reading, and to integrate it with things that we’ve discussed in class or that he or she has encountered in other readings. So, for example, it might ask a student to define a theory in the present reading and compare it to a concept from another reading; or the question might ask the student to define a concept from another reading and support it with evidence from the present reading. If it’s an upper division course, I tend to use reading guides, which ask the students to identify the author’s thesis, discuss the evidence used and how it relates to the thesis, attempt to identify the debates the author is engaging in and with whom, and, ultimately, to articulate whether they find the piece compelling. In both cases, I find that these kinds of assignments prepare students for coming to class ready to discuss the content at a level appropriate to the class, and they also serve to create an ongoing study guide for the class. By the end of the term, if the student has completed these reading assignments, she or he has a large body of notes they can draw from to prepare for any final exam or final project.

I’ve discussed elsewhere how I choose readings for a class, so I won’t go into that much here. Basically, at the lower division, I tend to choose an article or book chapter for each day (about 25-30 pages); less than that, and I find it hard to have much to lecture on or discuss with students. At the upper division, I tend to assign about 5 readings per week, with more of them being due early in the week. So, for example, if it’s a Tuesday and Thursday class, I’ll ask students to read 3 readings for Tuesday, with 2 for Thursday (assuming they have more time on the weekend to do schoolwork, which isn’t always true). If the reading is especially dense or theoretical, I tend to use about 20-25 pages worth, and have it be the sole reading for the day — or I might pair it with an illustrative example that’s easy to read and see the application of the theory in. One thing I try and avoid is reading a whole book with students over 2-3 weeks of the class.  I find that after a day or two talking about the book, they stop reading it, and only get back into it at the very end of the section. Instead, I use chapters from throughout a book over the course of the term — so selections from the books will be paired with other readings thereby — maybe — illuminating the relationships between the books and other existing scholarship. The exceptions to this are when we’re reading a whole book over 1 or 2 weeks in class, and the contents of the book are such that they give us a lot to discuss on a daily basis.

I usually fill 2 single-spaced pages with various policies for the class, from discussions of academic misconduct and learning services on campus, to proper citational practices, my work expectations for students, and rules about when and how students can contact me. The most important of these is the last: I have a window for answering emails, usually first thing in the morning, Monday through Friday. Emails received after the window are responded to the following day, and emails received on Friday are responded to on Monday. I also tell students that I don’t respond to student emails if the information they’re seeking is in the syllabus. Since implementing that policy, the amount of student email I’ve received has been reduced by 90%. Some students erroneously think I don’t want to communicate with them, but I try and make clear to them that I do — just only during certain times, since answering student email is a very small part of my overall professional responsibilities.

One policy I’ve tried in the past, and may very well revisit in the future, is a Good Faith grade. The idea is this: if a student turns in all of the assignments on time and minimally complete, she or he can receive no lower than a C in the course. The couple of times I’ve used this policy, no one who was failing the class had turned in all of the assignments on time, so they were ineligible for the Good Faith grade. But I did find that students seemed to like me more when there was a very straight forward policy on how to do a minimal amount of work and still pass the class.

Ultimately, I take a ‘no surprises’ approach to the syllabus: I try and get as much into it as possible so that students aren’t taken off guard by assignments, expectations, policies, or the schedule. Making the syllabus as clear as I can — which can sometimes mean 15 page syllabuses — helps save me time over the course of the term (and maybe does the same for students).

Other tips or questions? Post them in the comments below.

Let’s Fund Every Graduate Student for 7 Years

Several years ago, I had an incidental conversation with a senior colleague, Ken George, who was at the time the chair of the Department of Anthropology at the University of Wisconsin, Madison. He had come up with an idea to fund graduate students for seven years, and not through some enormous endowment, but through state funded education. It’s been a decade, and to my knowledge, no university has tried out a scheme similar to what George devised. So I want to put this idea out into the world and see if any institution will take me up on it — it’s a worthy experiment, and one that might radically change the way we train graduate students, how students experience graduate study, and the integration of undergraduates and graduate students on the contemporary campus.

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My memory of the conversation with George was that he reasoned that the average time to Ph.D. for an Anthropology student was seven years. So, to be a competitive program, Madison would need to fund all of its incoming students for at least that long. The kernel of the idea he pitched to me was that students would receive teaching  or research assistantships for years 1-3, then receive a fourth year that was fully funded — so they could conduct research unfettered and without the need of securing external funding — and then return to the university for years five-seven, during which they would serve as primary instructors for their own classes. The funding they would receive in years five through seven would be reduced to pay the university back for the research year. There were probably more details to the plan, but these are the parts that have stuck with me — including George’s mention that he had discussed the plan with a university financial officer who told him it was feasible. And, after almost a decade of teaching at state universities, I think it might be the necessary future to address many of the concerns faculty, graduate students, and undergraduates face.

During their instructor years, I’m assuming that graduate students are teaching two to three classes per year (probably three), basically a reduced tenure-track teaching load and not-totally-abusive adjuncting teaching load. Like faculty, most of the graduate student’s commitment during the school year would be to teaching, but he or she would also have time to write up the research from year four — and work on other professionalization matters. More importantly, they would receive a living wage, which would support them for three years and also provide them with security of employment so they could spend their summers writing and not seeking a new job.

I don’t want to be evasive, but I also don’t know the math. I’ve tried to puzzle out how this all might work, but every institution is different and what they pay instructors who are ABD vs. Ph.D. varies, as well as the cost of health benefits. But the basic idea is this: income should be consistent over the 7 year period, adjusting for inflation. So whatever one is paid in year four — the research year — should be the same as what one is paid in year five. It’s probably not going to be great — it might be the equivalent of $20,000 each year — but it should be reliable.

But if you just want some numbers to think about, consider that it might cost a university $40,000 per year per graduate student (including stipend and benefits), and that three, 20-student classes generate about $60,000 per year (assuming students pay a relatively cheap $1000 per class). Now, most graduate students don’t cost that much, and most undergrads pay more than that per class, so even if the margins are tight, the university would still be operating with a profit, which can go towards facilities, administrators, and all the other gears that need to be greased to make a university run.

One thing I’m always asked when I bring this proposal up is: what does a department do about a student who takes the fourth year funds and then never returns? Again, I don’t know that there’s one universal bureaucratic right answer, but basically the funds would be converted into a tuition fee and the student would need to pay it back. Likewise, if a student decided not to stay for the full seven years — say she or he gets a tenure track job somewhere — she or he could pay the prorated remaining balance from year four off. So, if a student takes a job at the end of year six, she would need to pay one year’s worth of the forward funding back to the university for year four (about $7,000). Students could also decline the research year and just proceed to the instructorship or pay off the research year with an external grant. It shouldn’t be a form of entrapment, but rather the kind of security that provides at least partial liberation from base anxieties (like paying rent and buying groceries).

The big challenge I see is having classes for the returning graduate students to teach. Given a modest graduate program of six graduate students, this would mean that during any given year (not adjusting for attrition), the department would have 18 instructors teaching a total of 54 new classes. Some of these courses might be in the major, but most of them would need to be channeled elsewhere. And this is the crux of the proposition as I see it — where does all this labor go?

My best guess is to create a new requirement for every major on campus, namely a two part writing or communication class that’s major-specific and taken during year one or two of an undergraduate career. For example, in an anthropology department, majors would be required to take a two term sequence in Reading Anthropology and Writing Anthropology. The first would teach them how to identify theses, supporting arguments, the use of evidence, basic genres of social scientific writing, etc. The second course would focus more squarely on getting students to write as novice anthropologists, with all of the expected generic conventions in place. Both of the courses would help them in their major, and benefit them overall with more intensive critical reading and writing training that could be applied in other courses they take, in and out of their major.

There’s another basic math problem, which is that the number of graduate students in any particular program might be out of proportion to the number of undergraduates enrolled in the department’s major. One way to handle this would be to have graduate students from cognate programs teach at the undergraduate level in departments with excessive majors. So, for example, biological anthropology Ph.D. students might teach the Reading and Writing Biology courses in the Biology department, freeing up graduate students there to do the laboratory work they are needed for by faculty in Biology.

The tougher question is what to do about majors like Computer Science, where conventions of communication vary significantly from other disciplines. But courses could be offered to train graduate students in the necessary skills, and there might be significant monetary incentives to lure them into teaching in these programs. Each institution would need to figure out what the roadblocks are and address them with local resources — or, potentially, start new interdisciplinary Ph.D. programs to meet the needs produced by new requirements.

In any case, the course content should be determined by the instructor to reflect her or his areas of confidence and strength, but assignments across iterations of the same class should be similar so as to ensure that standards are being met. Teaching critical reading and writing skills to undergraduates also benefits instructors, whose own reading and writing skills tend to further develop through teaching. And such intensive teaching helps graduate students gain confidence and skills in one of the primary skills they’ll need in their future as educators.

There are some significant reputation dividends to be gained with a program like this for departments and universities: the university can brand itself as especially dedicated to undergraduate reading and writing skills, and in a landscape where graduate training seems precarious if not exploitative, the university can cast itself as ethical and intensely focused on the professional development and economic security of its graduate students.

If you convince your department or dean to experiment with a 7-year funding plan, let me know. And if you can think of any thing I missed, let me know that too…